Broker/Dealer for Investment Professionals, Credit Union and Banks

Investment Professionals

Why Join CUE

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CUE is a regional broker/dealer founded in 1987 and headquartered in Phoenix, Arizona.

Registered representatives may be intrigued by a boutique company like CUE for a variety of reasons...some of which may appeal to you. For example:

CUE is a small, yet significant, privately owned broker/dealer. As such, you have the unique ability to pick up the phone and speak with our President.
CUE plays a leading role in providing its representatives cutting-edge software for client tracking, compliance adherence and portfolio management.
CUE offers one of the industry’s most generous fee schedules. Commissions are high and fees are low.

In addition, CUE offers specialty areas that attract many entrepreneurial representatives. For a select few, the commission structure can be modified when:

Offering assistance with business development within special companies by working with employer groups or offering worksite marketing
Including you in accounts where CUE has already developed a market
Aiding in developing banks, credit unions and other financial markets

If you are:

Hardworking
Ethical
Entrepreneurial
Honest
Have no regulatory problems

We just may be the broker/dealer you have been looking for. We would love to visit with you.

Who We Are

Questions or Comments?

Neither Foothill Securities, Inc. nor CUE Financial Group, Inc. is an affiliate of any Credit Union. Foothill Securities, Inc. is a registered broker/dealer and member of FINRA & SIPC. Both Foothill Securities, Inc. and CUE Financial Group, Inc. are SEC Registered Investment Advisors. Securities, advisory services, and insurance products are offered by Foothill Securities, Inc. CUE Financial Group, Inc. offers advisory services and insurance products. Investments and insurance products are not insured by the NCUA/NCUSIF or any other regulatory agency, are not deposits or obligations of, nor guaranteed by any Credit Union or any affiliated entity, and may lose value. Foothill Securities, Inc. and CUE Financial Group, Inc. may receive commissions in connection with insurance or securities transactions conducted through them.

Foothill Securities, Inc. is an independent broker/dealer not owned by a bank, credit union, insurance company or other financial institution. As an independent broker/dealer Foothill Securities, Inc. has no proprietary products and relies upon a multitude of third party product manufacturers to provide the products being offered. Foothill Securities, Inc., receives only the sales commission, trailing commissions, or fees as disclosed in the investment prospectus (as applicable) provided by the third parties. No special or additional compensation in any form is received from third parties for the sale of their products. Third parties are offered an opportunity to participate in conferences held by Foothill Securities, Inc. and CUE Financial Group, Inc., and both receive some remuneration that is used to help defray some of the conference expenses.

Payment for Order Flow and Order Routing Disclosure

Our clearing firm, Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation, has provided the data concerning the routing of order flow (the "Data") on the order routing disclosure web site. Although Pershing has used commercially reasonable efforts to provide accurate data, the data is provided to you on an "as is" basis. If you would like to read this information, visit the order routing disclosure site and enter FOOTHILL SECURITIES INC when prompted for the broker-dealer's full name.