Broker/Dealer for Investment Professionals, Credit Union and Banks

Investment Professionals

Why Join CUE

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CUE is a regional broker/dealer founded in 1987 and headquartered in Phoenix, Arizona.

Registered representatives may be intrigued by a boutique company like CUE for a variety of reasons...some of which may appeal to you. For example:

CUE is a small, yet significant, privately owned broker/dealer. As such, you have the unique ability to pick up the phone and speak with our President.
CUE plays a leading role in providing its representatives cutting-edge software for client tracking, compliance adherence and portfolio management.
CUE offers one of the industry’s most generous fee schedules. Commissions are high and fees are low.

In addition, CUE offers specialty areas that attract many entrepreneurial representatives. For a select few, the commission structure can be modified when:

Offering assistance with business development within special companies by working with employer groups or offering worksite marketing
Including you in accounts where CUE has already developed a market
Aiding in developing banks, credit unions and other financial markets

If you are:

Hardworking
Ethical
Entrepreneurial
Honest
Have no regulatory problems

We just may be the broker/dealer you have been looking for. We would love to visit with you.

Who We Are

Management Team

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Questions or Comments?

CUE Financial Group, Inc. is a SEC registered broker/dealer, member of FINRA & SIPC and a SEC Registered Investment Advisor. CUE Financial Group, Inc., is an independent broker/dealer not owned by a bank, credit union, insurance company or other financial institution. As an independent broker/dealer we have no proprietary products and we rely upon a multitude of third party product manufacturers to provide the products we offer. CUE Financial Group Inc., receives only the sales commission, trailing commissions, or fees as disclosed in the investment prospectus provided by the third parties. We receive no special or additional compensation in any form from these third parties for the sale of their products. All third parties are offered an opportunity to participate at the annual conference of CUE Financial Group, Inc. and CUE Financial Group, Inc. receives some remuneration that is used to help defray some of the conference expenses.

Payment for Order Flow and Order Routing Disclosure

Our clearing firm, Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation, has provided the data concerning the routing of order flow (the "Data") on the order routing disclosure web site. Although Pershing has used commercially reasonable efforts to provide accurate data, the data is provided to you on an "as is" basis. If you would like to read this information, visit the order routing disclosure site and enter CUE FINANCIAL GROUP INC when prompted for the broker-dealer's full name.