 Investment Professionals  Technology & Tools |
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CUE advisors are supported through our state of the art web based technologies. This means that regardless if you are working from our central office, bank location, off-site location or even your home office you are able to access these tools that include:
- A wide range of account servicing capabilities including up-to-date client portfolio totals at a glance, mail merge, personalized reporting capabilities, and the ability to set up automatic client reviews on a periodic schedule. Respond immediately to a client's request to see how they've done year to date, what their capital gains are so far - this kind of service is only a click away!
- A state-of-the-art online brokerage platform that enables you to manage your day-to-day business with ease. Enter orders for stocks, options, mutual funds, fixed income products and annuities in a simple, point-and-click environment. Access integrated news, quotes and investment research.
- Your source for accessing client brokerage account documents. This service enables you to search, view and print investment professional copies of your clients' account documents, such as brokerage account statements and trade confirmations.
- A full range of functionality including consolidated customer portfolio management, detailed account information, electronic statements, transaction processing, and new account establishment. Includes real-time, reliable information for more than 260 mutual fund and variable companies for optimal customer support.
- A current library of applications including Mutual Fund, Variable Annuity, Insurance, Clearing Firm, and Broker-Dealer Forms. The forms are automatically populated up to 80 percent without typing anything.
- An internet-based Financial Planning program that provides sophisticated analyses featuring on-line collaboration between advisors and clients, Long-Term Goal Planning, Insurance Needs Assessment, Budget, Asset Allocation, Estate Analysis and Variability Return Analyses through Stress Testing and Monte Carlo simulations.
- An extensive line of Internet software, and print-based products for financial advisors and institutional clients
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Neither Foothill Securities, Inc. nor CUE Financial Group, Inc. is an affiliate of any Credit Union. Foothill Securities, Inc. is a registered broker/dealer and member of FINRA & SIPC. Both Foothill Securities, Inc. and CUE Financial Group, Inc. are SEC Registered Investment Advisors. Securities, advisory services, and insurance products are offered by Foothill Securities, Inc. CUE Financial Group, Inc. offers advisory services and insurance products. Investments and insurance products are not insured by the NCUA/NCUSIF or any other regulatory agency, are not deposits or obligations of, nor guaranteed by any Credit Union or any affiliated entity, and may lose value. Foothill Securities, Inc. and CUE Financial Group, Inc. may receive commissions in connection with insurance or securities transactions conducted through them.
Foothill Securities, Inc. is an independent broker/dealer not owned by a bank, credit union, insurance company or other financial institution. As an independent broker/dealer Foothill Securities, Inc. has no proprietary products and relies upon a multitude of third party product manufacturers to provide the products being offered. Foothill Securities, Inc., receives only the sales commission, trailing commissions, or fees as disclosed in the investment prospectus (as applicable) provided by the third parties. No special or additional compensation in any form is received from third parties for the sale of their products. Third parties are offered an opportunity to participate in conferences held by Foothill Securities, Inc. and CUE Financial Group, Inc., and both receive some remuneration that is used to help defray some of the conference expenses.
Payment for Order Flow and Order Routing Disclosure |
Our clearing firm, Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation, has provided the data concerning the routing of order flow (the "Data") on the order routing disclosure web site. Although Pershing has used commercially reasonable efforts to provide accurate data, the data is provided to you on an "as is" basis. If you would like to read this information, visit the order routing disclosure site and enter FOOTHILL SECURITIES INC when prompted for the broker-dealer's full name.
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