Broker/Dealer for Investment Professionals, Credit Union and Banks

Financial Institutions

Why CUE

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CUE's Financial Institution Program

Your participation in a CUE Financial Institution program can afford you a greater opportunity to help your customers meet their money needs. A complement to traditional bank products and credit union programs, a CUE program offers more choices for your clients and members and the potential for increased profitability.

You deserve the best. There are specific things about CUE that can help insure that you are receiving the best possible program. These include:

We are not owned or controlled by any product provider or manufacturer. We exist to serve your clients and members.
We believe education is the key to reaching individual financial goals. We work hard to educate our clients about financial planning and investments so they fully understand their goals and choices before making decisions.
We believe that clients are to be treated equally regardless of financial status.
There are a variety of platform programs with an assortment of financial options. Each can be constructed to meet your needs.
We believe that money management is a partnership. We will meet with each client periodically to review and update plans and recommendations.

Finanacial Institution sponsored investment programs can offer a wealth of opportunity to both your clients, members and you. Consider the following:

Staff - CUE investments could be an available solution for clients with concerns about low interest rates or high taxes. You can fulfill your clients’ investment needs.

Financial Institution - Investment services can be a convenience for clients, improving loyalty and deepening the client relationship.

You may halt the flow of money from your financial institution to others from rate sensitive shoppers, all the while earning fee income for your institution.

Client/Member - The more ways you can meet client needs, the more likely they may be to not only continuing to do business with you but also expanding their involvement in your product offerings.

Your clients and members can obtain high quality, low-pressure advice in a comfortable, familiar setting. Using a licensed, experienced CUE representative who is attuned to the bank environment, trust in the bank can be increased.

It's all available through a partnership with CUE!

Who We Are

Questions or Comments?

Neither Foothill Securities, Inc. nor CUE Financial Group, Inc. is an affiliate of any Credit Union. Foothill Securities, Inc. is a registered broker/dealer and member of FINRA & SIPC. Both Foothill Securities, Inc. and CUE Financial Group, Inc. are SEC Registered Investment Advisors. Securities, advisory services, and insurance products are offered by Foothill Securities, Inc. CUE Financial Group, Inc. offers advisory services and insurance products. Investments and insurance products are not insured by the NCUA/NCUSIF or any other regulatory agency, are not deposits or obligations of, nor guaranteed by any Credit Union or any affiliated entity, and may lose value. Foothill Securities, Inc. and CUE Financial Group, Inc. may receive commissions in connection with insurance or securities transactions conducted through them.

Foothill Securities, Inc. is an independent broker/dealer not owned by a bank, credit union, insurance company or other financial institution. As an independent broker/dealer Foothill Securities, Inc. has no proprietary products and relies upon a multitude of third party product manufacturers to provide the products being offered. Foothill Securities, Inc., receives only the sales commission, trailing commissions, or fees as disclosed in the investment prospectus (as applicable) provided by the third parties. No special or additional compensation in any form is received from third parties for the sale of their products. Third parties are offered an opportunity to participate in conferences held by Foothill Securities, Inc. and CUE Financial Group, Inc., and both receive some remuneration that is used to help defray some of the conference expenses.

Payment for Order Flow and Order Routing Disclosure

Our clearing firm, Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation, has provided the data concerning the routing of order flow (the "Data") on the order routing disclosure web site. Although Pershing has used commercially reasonable efforts to provide accurate data, the data is provided to you on an "as is" basis. If you would like to read this information, visit the order routing disclosure site and enter FOOTHILL SECURITIES INC when prompted for the broker-dealer's full name.