CUE Financial Group, Inc. is a SEC registered broker/dealer, member of FINRA & SIPC and a SEC Registered Investment Advisor. CUE Financial Group, Inc., is an independent broker/dealer not owned by a bank, credit union, insurance company or other financial institution. As an independent broker/dealer we have no proprietary products and we rely upon a multitude of third party product manufacturers to provide the products we offer. CUE Financial Group Inc., receives only the sales commission, trailing commissions, or fees as disclosed in the investment prospectus provided by the third parties. We receive no special or additional compensation in any form from these third parties for the sale of their products. All third parties are offered an opportunity to participate at the annual conference of CUE Financial Group, Inc. and CUE Financial Group, Inc. receives some remuneration that is used to help defray some of the conference expenses.
Payment for Order Flow and Order Routing Disclosure |
Our clearing firm, Pershing LLC, has provided the data concerning the routing of order flow (the "Data") on the order routing disclosure web site. Although Pershing has used commercially reasonable efforts to provide accurate data, the data is provided to you on an "as is" basis. If you would like to read this information, visit the order routing disclosure site and enter CUE FINANCIAL GROUP INC when prompted for the broker-dealer's full name.
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